We designed our programs with compliance and suitability in mind! We understand the unique requirements and concerns that every B/D and/or RIA are charged with, so when we designed our processes we did it in a manner that is consistent with processes that could be approved. We currently are widely accepted and have received OSJ approvals from most firms you’ve heard of and have received pre-approved OBA status from many. In 2012 we were elevated to a platform offering of several B/Ds, and look forward to expanding to many more at that level. As the suitability issues in the U.S. continue to evolve, our products can help company representatives have real resources to become more aware and compliant in financial planning. A win-win for our industries!
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